Financial Advisory and Intermediary Services Act 37 of 2002
The Financial Advisory and Intermediary Services Act 37 of 2002 intends:
- to regulate the rendering of certain financial advisory and intermediary services to clients;
- to repeal or amend certain laws; and
- to provide for matters incidental thereto.
Amends
- Financial Services Board Act 97 of 1990
- Drugs and Drug Trafficking Act 140 of 1992
Commencement
- 15 November 2002, all Sections excluding Section 13(1)(a) and 20 to 31 (Gazette 24075 of 15 November 2002)
- 30 September 2004, Section13(1)(a) (Gazette 26496 of 2 July 2004)
- 8 March 2003, Sections 20 to 31 (Gazette 25027 of 7 March 2003)
Amendments
The Southern African Legal Information Institute provides a complete amended Act at https://www.saflii.org/za/legis/consol_act/faaisa2002423/ [Updated to 1 April 2023]